Marcus Boggs, Former Merrill Advisor, Being Sued By SEC Suing For Stealing From Clients
The SEC (Securities and Exchange Commission) has filed a lawsuit against barred advisor Marcus Boggs, who formerly worked for Merrill Lynch, Pierce, Fenner & Smith, for allegedly stealing over $1.7 million from his clients.
According to the SEC’s civil complaint, Boggs is accused of transferring money from three of his client’s accounts to his personal credit card account more than 200 times to pay for huge credit card purchases. Continue reading ›
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Curaleaf Holdings, Inc. (CURLF), a publicly-traded Massachusetts-based cannabis operator, is the subject of a
Silver Law Group is investigating Sonim Technologies, Inc. (SONM), a publicly-traded mobile phone company, for possible violations of federal securities laws.
Silver Law Group has filed a FINRA arbitration claim to help a client recover more than $200,000 that was lent to his broker and never repaid.
GPB Capital investors are suffering
Beyond Meat (BYND) is one of the most expensive stocks to short as the borrowing fees are more than 100%. The cost of
Maxar Technologies Ltd (MAXR), a publicly-traded space technology company, is the subject of a
On August 29, 2019, the SEC (Securities and Exchange Commission) announced an
While some investors may find short selling stocks to be appropriate to their investment needs, there are considerable risks involved, and some broker-dealers have been accused of overcharging clients for borrowing stock to short.
CannTrust (CTST), a publicly-traded producer of medical and recreational cannabis in Canada, is the subject of a