Mario Rivero Jr. Arrested After SEC Files Charges
Mario Rivero Jr. (Mario Everildo Rivero Jr., CRD# 5856503), 38, is a former registered broker and investment advisor whose last known employer was LPL Financial LLC (CRD#:6413) of Red Bank, NJ. His only prior industry employment was with Wells-Fargo Clearing Services, LLC (CRD#:19616) of Elizabeth, NJ. He has been in the industry since 2010.
After a FINRA investigation and two sets of charges, he has been arrested in two separate cases. Continue reading ›