Mack Miller is a currently suspended broker who was last registered with Spartan Capital Securities LLC in New York, New York. FINRA suspended Miller in April, 2020 for an entry of findings that he churned an elderly customer’s account.
Before starting at Spartan Capital Securities (CRD# 146251) in 2017, Miller worked for Dawson James Securities, Inc. (CRD# 130645), Lampert Capital Markets Inc. (CRD# 103725), and others. He had been in the securities industry since 2004 and worked for several firms that have been expelled by FINRA, including Sky Capital LLC (CRD# 114657), Seaboard Securities, Inc. (CRD# 755), Legend Merchant Group, Inc. (CRD# 5155), Blackbook Capital LLC (CRD# 123234), and Arjent LLC (CRD# 131431). Continue reading ›