Silver Law Group Client Prevails In Significant FINRA Arbitration Claiming Failure To Warn About Bad Financial Advisor
When a broker-dealer terminates a broker, it doesn’t mean the problems are gone. Some firms continue to deal with those problems for some time. In the case of United Planners’ Financial Services of America, they are still handling the fallout from the firm’s former broker, Philip Anthony Riposo (CRD# 400056), who was fired in March of 2022.
United Planners and Riposo’s clients, Susan Cushing and Curtis Miller brought a FINRA arbitration against United Planners’ in 2023, and were recently awarded $346,000 in damages, plus interest, in a recent FINRA arbitration. Continue reading ›