A growing trend in the brokerage industry is for financial advisers to offer their customers access to pre-IPO “deals”. Often, investors are promised “inside access” to invest in start-ups or even well-known companies before the initial public offerings (“IPOs”), but in reality investors are just investing in some sort of venture or company that promises to acquire the pre-IPO shares. Continue reading ›
Silver Law Group represents investors with losses caused by fraud at Miami-area hedge funds.
Hedge funds are investment partnerships that are not as regulated or transparent as other types of investments. Hedge funds can invest in a wide variety of products that other investment vehicles cannot, which can provide very high returns in some cases. Investors may also suffer significant losses in hedge funds, and their minimal transparency can make it difficult for investors to evaluate them. Continue reading ›
Silver Law Group is investigating Rekor Systems, Inc. (REKR) regarding potential claims for investors in the company to recover losses. The investigation concerns potential violations of the federal securities laws.
Silver Law Group currently represents investors who invested in First Landing Fund, LLC and have suffered substantial losses as a result. First Landing, a “feeder fund” managed by Virginia-based Vantage Consulting Group, invested all of its capital with Prophecy Asset Management, which is facing serious financial issues and allegations of serious misconduct. Continue reading ›
The SEC today filed a complaint and a request for jury trial involving claims against Knight Nguyen Investments of Katy, Texas, along with:
- Christopher Lopez, majority owner and “partner”
- Forrest Jones, investment advisor and “partner”
- Jayson Lopez, brother of Christopher and “partner”
Silver Law Group and the Law Firm of David Chase have teamed up to file lawsuits on behalf of clients who were directed into fixed and variable annuities sold by Northstar Financial Services (Bermuda). Northstar is now in court-ordered liquidation proceedings after filing for Chapter 15 bankruptcy last year, unable to honor client surrender requests. Continue reading ›
Silver Law Group has filed a lawsuit against Seeman Holtz, a Boca Raton company, on behalf of investors alleging they were sold unregistered securities amongst other allegations. Many of the investors are seniors living in south Florida who invested in Para Longevity promissory notes and other offerings. The lawsuit claims that Seeman Holtz has not paid all investors when the notes matured. Continue reading ›
Silver Law Group has filed two FINRA arbitration claims to recover losses on behalf of Northstar Financial Services (Bermuda) investors who were recommended fixed and variable annuities. The arbitration claims have been filed against the securities brokerage firms who recommended and solicited the Northstar Financial Services (Bermuda) investments to their customers. Continue reading ›
On April 11, 2021, Silver Law Group filed a Complaint in the Southern District of New York against two Prophecy investment funds, First Landing Fund, LLC, Jeffrey Spotts, and several other Defendants to recover millions in losses suffered by an investor. The lawsuit alleges violations of federal securities laws, breach of fiduciary duty, and grossly negligent misrepresentation. Continue reading ›
On April 5, 2021, the United States Securities and Exchange Commission (SEC) filed a Complaint against Zachary Horwitz and 1inMM Capital arising from an alleged “offering fraud and Ponzi scheme in violation of federal securities laws.” Among other things, the SEC alleged Horowitz and 1inMM “raised over $690 million from investors by selling promissory notes . . . using fabricated agreements and fake emails with prominent third parties with whom Defendants had no actual business relationship.” Continue reading ›