Marc Reda (Marc Augustus Reda CRD:#2757330) is a registered broker currently employed with SPARTAN CAPITAL SECURITIES, LLC (CRD# 146251) of New York, NY. His previous employers include First Standard Financial Company LLC (CRD#:168340) of Staten Island, NY, PHX Financial, Inc. (CRD#:144403) and Laidlaw & Company (UK) Ltd. (CRD#:119037) also of New York City. Continue reading ›
Cynthia Komarek & Grant Birkley, two brokers formerly registered with SagePoint Financial of Barrington, IL, were terminated on the same day after the firm discovered that they were engaged in making referrals to an outside asset manager who was not approved by the board. Continue reading ›
A class action lawsuit has been filed on behalf of shareholders of stock in Vipshop Holdings Ltd. (VIPS), regarding alleged violations of federal securities laws.
If you purchased or acquired shares of Vipshop Holdings Ltd. (VIPS) between March, 22, 2021 and March 29, 2021, please contact Scott Silver of Silver Law Group at (800) 975-4345 or at firstname.lastname@example.org. The deadline to apply to be lead plaintiff (class representative) is December 13, 2021. Continue reading ›
Daniel O’Neil and Douglas Szempruch, two brokers working for Aegis Capital Corp. (CRD#:15007) in Melville, NY, have faced disciplinary action FINRA after both were separately involved in improper activities.
Daniel O’Neil (Daniel James O’Neil CRD#:1358245) is a former registered broker with Aegis, who discharged him on 7/29/2021 for failing to notify the firm about a “pending enforcement investigation” by FINRA. The investigation focused on “conduct inconsistent with firm standards.” Continue reading ›
Paul Vizanko (Paul Warren Vizanko CRD:#2572222) is a former broker and investment advisor last employed with Wells Fargo Clearing Services, LLC (CRD#:19616) of Duluth, MN. He was previously employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691), also of Duluth, MN, Wells Fargo Investments, LLC (CRD#:10582) of Grand Rapids, MN, and Miller Johnson Steichen Kinnard, Inc. (CRD#:694) He has been in the industry since 1995. Continue reading ›
Silver Law Group’s Coral Springs headquarters serves as home base for many of our attorneys and support staff. Scott Silver, managing partner of Silver Law Group, is licensed to practice in Florida and New York and is proud to establish a leading securities and investment fraud law firm in Coral Springs. Continue reading ›
The SEC announced that it has filed a temporary restraining order against Ron Harrison (Ron K. Harrison), a former registered broker and investment advisor (CRD#: 1785805) to freeze the assets of his company, Global Trading Institute, and his girlfriend since 2017, Irina Parfyonova. She is named as a relief defendant after receiving more than $279,000 from Harrison’s fraudulent activities, using the funds for their own living expenses. Continue reading ›
Silver Law Group is investigating Safeguard Metals on behalf of investors that have losses with the company’s precious metals IRAs or other accounts.
Safeguard Metals is a Southern California-based company that sells investors self-directed retirement accounts that hold gold and silver. The company’s website pitches precious metals investing as a way to “hedge against uncontrolled government spending and dizzying money printing by the Federal Reserve.” Continue reading ›
Scott Silver was interviewed by The Palm Beach Post for an article about Seeman Holtz, a Boca Raton insurance company accused of swindling over 1,000 investors out of hundreds of millions of dollars with the sale of unregistered promissory notes.
Seeman Holtz is alleged to be a Ponzi scheme, is unable to pay its obligations, and has liabilities that exceed its assets. The company is now under the control of a corporate monitor and Scott Silver’s firm, Silver Law Group, represents investors who purchased the promissory notes, many of whom are South Florida-based retirees. Continue reading ›
Adam Feierstein (Adam S Feierstein, CRD# 6033082) is a barred broker who was last registered with Proequities Inc and Woodbury Financial Services, Inc. in Redondo Beach, California. He had been in the industry since 2011. Woodbury has been the subject of recent arbitration claims by investors who were sold GPB Capital Holdings investments. Continue reading ›