Marc Korsch (Marc Frederick Korsch, CRD# 5525226) is a currently registered broker and investment advisor employed with Arkadios Capital (CRD#: 282710) of Sarasota, FL. His previous employers include Centaurus Financial, Inc. (CRD#:30833) and Trustmont Financial Group, Inc. (CRD#:18312) both of Sarasota, and Capital Financial Services, Inc. (CRD#:8408), of Port Charlotte, FL. He has been in the industry since 2009. Continue reading ›
Griffin Capital is an investment management firm that specializes in alternative investments. Based in Los Angeles and founded in 1995, the company owns, manages, sponsors, or co-sponsors programs worth more than $20 billion in assets. It has more than 200,000 investors. Continue reading ›
Investors who own GWG L Bonds have grown increasingly concerned after GWG announced in a form 8-K filed with the SEC that it would not pay investors dividends owed for January 15, 2022.
Silver Law Group represents GWG L Bonds investors, and may be able to help you recover your losses. Contact us at 800-975-4345 for a no-cost, confidential consultation. Continue reading ›
Jeffrey Warren (CRD:#2707969) is a former registered broker whose last known employer was Oppenheimer & Co. Inc. (CRD#:249) of Boca Raton, FL. He was previously employed with Wachovia Securities, LLC (CRD#:19616), also of Boca Raton, UBS Financial Services Inc. (CRD#:8174) of Weehawken, NJ, and Prudential Securities Incorporated (CRD#:7471) of New York, NY. Warren has been in the industry since 1996. Continue reading ›
Edward Turley (Edward L Turley/Ed Turley/Edward Lawrence Turley, CRD# 1872294) is a previously-registered broker and investment adviser who last worked for JP Morgan Securities in San Francisco, California.
Turley was previously registered with Lehman Brothers in New York City, CS First Boston Corporation, and Morgan Stanley & Co. Inc. He had worked in the industry since 1988. Continue reading ›
Kevin Schaefer (Kevin Joseph Schaefer CRD:# 1286030) is a registered broke and investment advisor currently employed with Wells Fargo Clearing Services, LLC (CRD#: 19616) of San Francisco, CA. His previous employers include Morgan Stanley Smith Barney LLC (CRD#:149777) and UBS Financial Services Inc. (CRD#:8174), both of San Francisco, and Smith Barney Shearson Inc. (CRD#:7059) of New York, NY. He has been in the industry since 1984. Continue reading ›
Mazair Monshi (CRD#: 2629721, aka “Mazi Monshi”) is a currently registered broker and investment advisor employed with IFP Securities, LLC (CRD#: 297287) of Boca Raton, FL. His previous employers include LPL Financial LLC (CRD#:6413) and Ameriprise Financial Services, Inc. (CRD#:6363), also of Boca Raton, and Raymond James Financial Services (CRD#:6694) of Boynton Beach, FL. He has been in the industry for 24 years. Continue reading ›
Edward Dougherty (Edward Howard Dougherty/Ted Dougherty CRD# 2753847) is a registered broker and previously registered investment adviser currently registered with Woodbury Financial Services, In. in Bayfield, Wisconsin. Woodbury Financial has recently been the subject of arbitration claims alleging the unsuitable recommendation to purchase GPB Automotive and related investments. Continue reading ›
John Timberlake (John Hillman Timberlake CRD# 2109445) is a previously registered broker and investment adviser who was last registered with Carter, Terry & Company, Inc in Atlanta, Georgia. Before joining Carter, Terry & Company, Timberlake worked for Suntrust Investment Services, Inc. Continue reading ›
Michael Fahsholtz (Michael Anthony Fahsholtz CRD#: 2057306) is a former broker and investment advisor who was registered with broker-dealer Stifel, Nicolaus & Company, Incorporated (CRD#:793) from 2011 until he left the brokerage industry in 2020. Fahsholtz was based in Wenatchee, Washington. Fahsholtz’s FINRA BrokerCheck Report, published by the Financial Industry Regulatory Authority (“FINRA”) indicates that he is the subject of five pending securities arbitration claims, and that three other disputes lodged against Fahsholtz have been settled. Continue reading ›