We previously reported on broker Kevin Richard Wilson (CRD #326701), who had two customer disputes filed in 2018. He is currently employed with Worden Capital Management, LLC (CRD#: 148366) of New York, NY. He has been in the industry since 1999.
Since our previous report, there have been six more disputes with allegations of unsuitability and over-concentration. Two were settled, and four are listed as “pending.” Continue reading ›