Articles Tagged with Financial Advisor

Financial Advisor Roger Kroeger Arrested for Embezzlement

December 14, 2017 | Silver Law Group

He allegedly stole almost $300,000 from an elderly client

Earlier this month, Roger Kroeger was arrested in Broward County on several charges after a former client of his accused him of stealing $290,000 from her investment account. Kroeger had been an advisor with INVEST Financial Corporation in Fort Lauderdale.

The client is a 92-year-old Pompano Beach woman who didn’t want her name to be disclosed. But she did have this to say about the situation: “I am so hurt by it because I trusted him with all my heart. I could never believe that [he] would ever do this to me.”

My Financial Advisor is Giving Me the Runaround on My Investments, What Are My Rights?

August 18, 2016 | Silver Law Group

My Financial Advisor is Giving Me the Runaround on My Investments, What Are My Rights? on silverlaw.com

Misconduct is an unfortunate reality of the securities industry, but knowing your rights is imperative to taking swift action when a dispute arises

When it comes to working with financial advisors, it’s essential to know your rights. Many financial advisors do not have the best interests of their clients at heart and are willing to take unethical and illegal actions in order to increase their profits.

Even if your financial advisor is well intentioned, they may be unknowingly violating your rights by not fully informing you of the potential risks of your investments or they may be placing you in investments grossly unsuitable for your financial goals.