Securities Arbitration Lawyers BlogGeorgia Broker Clay Hoffman Suspended by FINRA
Allegations include unauthorized trading, misrepresentation and unsuitable investment recommedations
Clay Hoffman, who has been working in the financial services industry since 2001, has seven customer complaints against him, four pending complaints, several disputes, and was been terminated by Suntrust Investment Services after the firm conducted a review of his client account transactions. Hoffman was employed with SunTrust from 2007 to 2013. His employment history also includes working for Merrill Lynch in Ponte Vedra Beach, Florida and for Edward Jones in both Tifton, Georgia and St. Louis, Missouri.
According to FINRA, Hoffman is accused of: