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Gary Ginsberg (Gary David Ginsberg, CRD# 1175258) is a currently registered broker working for Ameriprise Financial Services (CRD# 6363) in New Jersey. Before working at Ameriprise, Ginsberg worked for Royal Alliance Associates (CRD# 23131) from 1992 to 2020. Gary Ginsberg has sold his customers private placement investments in GPB Capital, which has been accused of being a Ponzi Scheme. Silver Law Group represents investors in claims to recover GPB investment losses. Contact us today at (800) 975-4345 for a no-cost consultation. GPB Capital Investments Don’t Perform For Investors GPB Capital Holdings is an alternative asset management company founded in 2013 by Scientologist David Gentile. The company raised $1.8 billion by having broker-dealers across the country sell private placement investments to retail investors. GPB said it would deliver returns to investors by buying and managing income producing companies such as car dealerships and garbage companies. The investment was illiquid, meaning it couldn’t be sold, but investors were drawn to the high dividends. Owning GPB has not gone the way investors had hoped. The attractive dividend is no longer being paid. The company is being sued by a former business partner and investors, and investigated by FINRA, the SEC, and the New York Business Integrity Commission. In November, 2019, GPB’s Chief Compliance Officer and Managing Director was criminally indicted for obstruction of justice.Gary Ginsberg (Gary David Ginsberg, CRD# 1175258) is a currently registered broker working for Ameriprise Financial Services (CRD# 6363) in New Jersey. Before working at Ameriprise, Ginsberg worked for Royal Alliance Associates (CRD# 23131) from 1992 to 2020. Gary Ginsberg has sold his customers private placement investments in GPB Capital, which has been accused of being a Ponzi Scheme. Continue reading ›

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PIABA is the Public Investors Advocate Bar Association, a bar association of some of the best securities litigation lawyers in the country who represent investors in claims for investment fraud, stockbroker misconduct, and Ponzi schemes. Scott Silver, Silver Law Group’s managing partner, is a proud member of PIABA since 2002. Scott routinely presents on various issues of stockbroker misconduct at the annual meeting and delivered a presentation on variable annuity fraud at the 28th PIABA annual meeting in Austin, Texas. Silver Law Group also published a securities arbitration primer in Trial magazine. PIABA Name Change Reflects Changing Securities Landscape Traditionally, many cases of investment fraud were against stockbrokers working at major Wall Street brokerage firms and involved FINRA arbitration. Over the years, Scott has represented investors in claims against stockbrokers for churning, unsuitable recommendations, theft, failure to supervise, Ponzi schemes, and many other claims.PIABA is the Public Investors Advocate Bar Association, a bar association of some of the best securities litigation lawyers in the country who represent investors in claims for investment fraud, stockbroker misconduct, and Ponzi schemes.

Scott Silver, Silver Law Group’s managing partner, is a proud member of PIABA since 2002. Scott routinely presents on various issues of stockbroker misconduct at the annual meeting and delivered a presentation on variable annuity fraud at the 28th PIABA annual meeting in Austin, Texas. Silver Law Group also published a securities arbitration primer in Trial magazine. Continue reading ›

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Silver Law Group is investigating Golar LNG Limited (GLNG) (“Golar” or the “Company”) for potential violations of the federal securities laws. On September 24, 2020, media outlets reported that Eduardo Navarro Antonello, Chief Executive Officer of Golar’s joint-venture subsidiary Hygo Energy Transition Ltd., had been implicated in a bribery network investigated in connection with the ongoing Brazilian criminal investigation Operation Car Wash. On this news, Golar’s stock price fell $3.28 per share, or approximately 32%, to close at $6.86 per share on September 24, 2020. As the world focuses on cleaner forms of energy, Liquified Natural Gas (LNG) has become a frontrunner. As of 2019, the US is the third-largest importer of LNG. This growing interest means that LNG’s increased value is another avenue for investors.Silver Law Group is investigating Golar LNG Limited (GLNG) (“Golar” or the “Company”) for potential violations of the federal securities laws. On September 24, 2020, media outlets reported that Eduardo Navarro Antonello, Chief Executive Officer of Golar’s joint-venture subsidiary Hygo Energy Transition Ltd., had been implicated in a bribery network investigated in connection with the ongoing Brazilian criminal investigation Operation Car Wash. On this news, Golar’s stock price fell $3.28 per share, or approximately 32%, to close at $6.86 per share on September 24, 2020. Continue reading ›

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“FINRA Office of Dispute Resolution” (a/k/a ODR or DR) has changed its name to “FINRA Dispute Resolution Services”. A newsletter from FINRA says the name change “highlights our focus on customer service and helps distinguish FINRA Dispute Resolution Services from FINRA Enforcement for our external stakeholders, lawmakers and the media. The name change also highlights our unique functions and speaks to our role as a neutral administrator of FINRA’s arbitration and mediation forum.” Richard Berry, FINRA’s Executive Vice President and Director of Dispute Resolution, says the name change represents that his office administers disputes, rather than resolves them. FINRA, the Financial Industry Regulatory Authority, is a government-authorized non-profit organization that works under the Securities and Exchange Commission (SEC) to protect investors and ensure market integrity. Authorized by Congress, FINRA oversees over 4,200 broker-dealers and more than 624,000 brokers.“FINRA Office of Dispute Resolution” (a/k/a ODR or DR) has changed its name to “FINRA Dispute Resolution Services”. A newsletter from FINRA says the name change “highlights our focus on customer service and helps distinguish FINRA Dispute Resolution Services from FINRA Enforcement for our external stakeholders, lawmakers and the media. The name change also highlights our unique functions and speaks to our role as a neutral administrator of FINRA’s arbitration and mediation forum.” Continue reading ›

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Silver Law Group is investigating Aquestive Therapeutics, Inc. (AQST) regarding potential violations of federal securities laws. If you have losses from investing in Aquestive Therapeutics, Inc. (AQST) stock, contact Silver Law Group for consultation at no cost at (800) 975-4345 or by email at ssilver@silverlaw.com. Aquestive Therapeutics, Inc. (AQST) Drug Libervant Aquestive Therapeutics, Inc. (AQST) is a specialty pharmaceutical company based out of New Jersey that “focuses on identifying, developing, and commercializing various products to address unmet medical needs.” On September 25, 2020, Aquestive said that it had received a Complete Response Letter (CRL) from the Food and Drug Administration (FDA) for its New Drug Application for Libervant Buccal Film. Libervant is a drug being developed to manage seizure clusters.Silver Law Group is investigating Aquestive Therapeutics, Inc. (AQST) regarding potential violations of federal securities laws.

If you have losses from investing in Aquestive Therapeutics, Inc. (AQST) stock, contact Silver Law Group for consultation at no cost at (800) 975-4345 or by email at ssilver@silverlaw.com. Continue reading ›

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Robert Buffington (CRD#:5220332) is a previously registered broker whose last employer was Aegis Capital Corp. (CRD# 15007) of New York, NY. Prior employers include Gunnallen Financial, Inc (CRD#:17609), Maxim Group LLC (CRD#:120708) and Bear, Stearns & Co. Inc. (CRD#:79), all of New York. He has been in the industry since 2007. No current employment information is available. Buffington is the subject of four disclosures, all customer disputes. The most recent was filed on 3/9/2020, with allegations of unsuitability, and breaches of contract and fiduciary duty in an unspecified time frame. This dispute requests damages of $642,224.00. Two previous disputes were filed on 1/17/2020 and 1/21/2020, respectively. Both contain allegations of unsuitability, churning, common law fraud, and breaches of contract and fiduciary duty. The dispute filed on 1/17 claims a timeframe of November 2018 through the present. The other dispute has an unspecified time frame. All three of these disputes are pending.Robert Buffington (CRD#:5220332) is a previously registered broker whose last employer was Aegis Capital Corp. (CRD# 15007) of New York, NY. Prior employers include Gunnallen Financial, Inc (CRD#:17609), Maxim Group LLC (CRD#:120708) and Bear, Stearns & Co. Inc. (CRD#:79), all of New York. He has been in the industry since 2007. No current employment information is available. Continue reading ›

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Marcello Lattuca (CRD: #2149434) is a registered broker currently registered with NBC Securities (CRD: #17870) in Massapequa, NY. His previous employers include JHS Capital Advisors, LLC (CRD#:112097), also of Massapequa, Gunnallen Financial, Inc. (CRD#:17609) of Plainview NY, and Kirlin Securities Inc. (CRD#:21210, expelled by FINRA in 2009) of Syosset, NY. He has been in the industry since 1991. NBC Securities promotes itself as a full service broker/dealer and registered investment advisor providing investment services to retail and institutional clients. We offer financial advice and solutions through a diverse menu of investment products and services.Marcello Lattuca (CRD: #2149434) is a registered broker currently registered with NBC Securities (CRD: #17870) in Massapequa, NY. His previous employers include JHS Capital Advisors, LLC (CRD#:112097), also of Massapequa, Gunnallen Financial, Inc. (CRD#:17609) of Plainview NY, and Kirlin Securities Inc. (CRD#:21210, expelled by FINRA in 2009) of Syosset, NY. He has been in the industry since 1991. Continue reading ›

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Silver Law Group is investigating Zosano Pharma Corporation (ZSAN) regarding potential violations of federal securities laws. If you have losses from investing in Zosano Pharma Corporation (ZSAN), please contact Silver Law Group for a no cost consultation at (800) 975-4345 or by email at ssilver@silverlaw.com. Zosano Pharma Corporation is a biopharmaceutical company headquartered in California that provides “therapeutics to patients suffering from migraine using its Adhesive Dermally-Applied Microarray technology.” Zosano’s lead product candidate is called Qtrypta, which is a formulation of zolmitriptan to treat migraines.Silver Law Group is investigating Zosano Pharma Corporation (ZSAN) regarding potential violations of federal securities laws.

If you have losses from investing in Zosano Pharma Corporation (ZSAN), please contact Silver Law Group for a no cost consultation at (800) 975-4345 or by email at ssilver@silverlaw.com. Continue reading ›

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Grant Cardone, the popular social media influencer, real estate investor, and sales trainer, is being sued in a class action lawsuit which alleges that he and his company made false and misleading statements and omitted material facts to investors in relation to Cardone Capital LLC’s public offerings in Cardone Equity Fund V, LLC and Cardone Equity Fund VI, LLC. Cardone Capital, LLC And Cardone Equity Fund V & VI Cardone Capital, LLC markets itself as providing real estate investment opportunities to investors through crowdfunding. The company states that it uses investors’ money to buy properties that generate rental income, which it uses to pay cash distributions to investors.Grant Cardone, the popular social media influencer, real estate entrepreneur, and sales trainer, is being sued in a class action lawsuit which alleges that he and his company made false and misleading statements and omitted material facts to investors in relation to Cardone Capital LLC’s public offerings in Cardone Equity Fund V, LLC and Cardone Equity Fund VI, LLC. Continue reading ›

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Grant Cardone and his investment firm Cardone Capital have come under serious scrutiny this year following revelations about his business model that may lead to losses in Cardone’s real estate “empire” and leaving investors with substantial losses. Cardone Capital, launched in 2017, markets its business model as follows: first, Cardone Capital finds real estate opportunities and negotiates and closes their purchase and financing, second, investors become partners in the real estate projects, third, the properties generate rent, and fourth, the Cardone funds pay cash distributions to investors (see the “How it works?” section of Cardone Capital’s website). Cardone Capital’s website boasts a portfolio of multi-tenant properties across the United States.Grant Cardone and his investment firm Cardone Capital have come under serious scrutiny this year following revelations about his business model that may lead to losses in Cardone’s real estate “empire” and leaving investors with substantial losses.

Cardone Capital, launched in 2017, markets its business model as follows: first, Cardone Capital finds real estate opportunities and negotiates and closes their purchase and financing, second, investors become partners in the real estate projects, third, the properties generate rent, and fourth, the Cardone funds pay cash distributions to investors (see the “How it works?” section of Cardone Capital’s website). Cardone Capital’s website boasts a portfolio of multi-tenant properties across the United States. Continue reading ›

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