A National Securities Arbitration & Investment Fraud Law Firm

Broker Adam Goodman Subject of FINRA Arbitration Claims

Adam Goodman (CRD #2263780) is a currently registered broker and investment advisor employed by Stoever, Glass & Company Inc. (CRD #7031) of Boca Raton, FL.

His previous employers include Herbert J. Sims & Co. Inc. (CRD #3420) and Wien Securities Corp. (CRD #10467.) He has been in the industry since 1994 moving from H.J. Sims to Stoever in 2018.

Goodman has three customer disputes in his career, with the most recent filed on April 3, 2018. The customer alleges “high pressure sales,” unsuitable investments, fraud and negligence, and is requesting damages in the amount of $25,000.

Two previous claims against Goodman have already been settled:

  • In a dispute filed on 8/21/2017, a customer alleged unauthorized trading, over concentration from 2013 to August of 2017. The claimants also alleged unsuitability of debt. This case was settled for the damages requested, $21,000.
  • In a dispute filed on 12/14/2016, a customer alleged misrepresentation and unauthorized trading. The case was settled for $50,000.

H.J. Sims has offices in Florida, Puerto Rico and elsewhere and has been the subject of multiple claims involving Puerto Rico bonds.

Are You A Customer of Adam Goodman?

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct.  We currently represent multiple investors for claims relating to Puerto Rico junk bonds.  Most cases handled on a contingent fee basis. This means that you won’t any pay legal fees unless we are successful. Call us toll free at 800-975-4345, or use our online contact form to get in touch.

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