Securities Arbitration Lawyers BlogWoodstock Financial Group, Inc. Broker William Bruckner Fined and Suspended by FINRA
Allegations of mismarking solicited trades as unsolicited follow this West Palm Beach broker from firm to firm.
William Bruckner is accused of mismarking solicited trades as unsolicited and by doing so, violating his member-firm policy.
Originally employed by Sanford C. Bernstein & Co., LLC in West Palm Beach, Florida from February 2010 to July 2012, Bruckner moved on to employment with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palm Beach, Florida from July 2012 to May 2016.