Securities Arbitration Lawyers BlogCriminal Charges And Additional Complaints Against Former Broker Matthew Eckstein
In June, we told you about Matthew Evan Eckstein (CRD #2997245), who was a previously registered broker with Sisk Investment Services, Inc. (CRD #19406) of Syossett, NY. In addition to being registered there since 2015, Eckstein owned Sisk and was its CEO. FINRA also expelled Sisk Investment Services on 6/22/2018. Eckstein was previously employed by Gould, Ambroson & Associates Ltd. (CRD #17412) of Garden City, NY since he began working in the industry in 1998.
There have been some new developments with this broker since our last blog post.
On 6/12/2018, the Nassau County (New York) District Attorney filed multiple criminal charges against Eckstein: