Securities Arbitration Lawyers BlogRBC Capital Broker Samuel Koltun has been Involved in Several Customer Disputes
Koltun has been reportedly over-concentrating accounts on Puerto Rico bonds
Samuel Kluft Koltun has received a number of Financial Industry Regulatory Authority (FINRA) disclosures lately. From October 2015 to September of 2016, the broker received four customer complaints, and they all had one thing in common: Puerto Rico.
Currently registered with RBC Capital Markets, LLC out of West Palm Beach, Florida, the only other firm Koltun has worked for in his 30-year career is J.B. Hanauer & Co., also located in West Palm Beach.