Securities Arbitration Lawyers BlogFINRA Bars Broker Scott Palmer
FINRA has barred former financial advisor and broker Scott Palmer (CRD #817586) after multiple customer disputes. His last employer was Janney Montgomery Scott, LLC (CRD #463) of Hackensack, NJ, from 03/02/2007 to 06/13/2017. He was allowed to resign after “Loss of Confidence related to complaint disclosure history.”
Palmer is not currently registered as a broker or investment advisor, and no record of current employment is available. He is barred from any and all affiliations with any FINRA member firm, in any capacity.
Palmer was previously employed with: