Securities Arbitration Lawyers BlogFINRA-barred New Jersey Broker Robert B. Delguercio Under Investigation Due to 15 Disclosures on his BrokerCheck Report
Silver Law Group is investigating former Herbert J. Sims & Co. Inc. (“HJ Sims”) broker Robert B. Delguercio (CRD# 2639851) after FINRA permanently barred him from the acting as a broker or otherwise associating with a brokerage firm.
According to Delguercio’s FINRA BrokerCheck report, FINRA barred the New Jersey-based broker after he refused to appear for FINRA-requested on-the-record testimony related to a FINRA arbitration claim filed by his customers.
Robert B. Delguercio’s Extensive List of BrokerCheck Disclosures