Articles Tagged with Peter Holler

We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Peter D. Holler.  FINRA suspended Holler from the securities industry for two years, fined him $10,000, and ordered him to disgorge $49,790 in commissions for selling Woodbridge Investments. FINRA was investigating Holler regarding allegations that he engaged in private securities without disclosing such to his former brokerage firm, Securities Service Network.

Peter Holler sold investments in Woodbridge Mortgage Investment Funds, a purported real estate fund.  Holler sold $1.39 million worth of Woodbridge promissory notes.  Since Woodbridge filed for bankruptcy last year, it is believed that the Woodbridge Investments have lost substantial value.

Peter Holler was a financial advisor and registered representative of Securities Service Network from November 2001 to August 2017.  He worked at a branch office in Bristol, Tennessee.  Holler also was affiliated with SSN Advisory and SBS Services.