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Articles Tagged with Newport Coast Securities

WestPark to Acquire Some Newport Coast Securities Reps on silverlaw.com

A majority of these representatives may have official complaints filed against them

WestPark Capital Inc. is set to acquire some of 109 registered financial representatives from Newport Coast Securities, a small, independent broker-dealer based in Irvine, CA. It’s notable that 63% of Newport’s representatives have at least one “disclosure event” on their Financial Industry Regulatory Authority (FINRA) BrokerCheck reports, which, in most cases, means that an official complaint has been filed against them.

WestPark hires Newport reps with multiple disclosure events

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