Securities Arbitration Lawyers BlogFINRA Bars Broker Kenneth Stewart Tyrell For Failure To Disclose Outside Business Dealings
On 12/8/2017, FINRA permanently barred former registered broker Kenneth Stewart Tyrell (CRD #2457452) from acting as a broker or having any affiliation with a broker-dealer firm. Tyrell was both a previously registered broker and a previously registered investment advisor. His last employer was Cary Street Partners, (CRD #128089) of Richmond, VA, from 08/25/2016 until 10/06/2017 (officially.) He is not currently registered with any financial service-related firm.
Tyrell’s previous employment history includes:
- UBS Financial Services (CRD #8174) of Vienna, VA, from 11/14/2008 to 09/07/2016. Tyrell was discharged from this firm; see below for details.