Securities Arbitration Lawyers BlogJames Flynn, Former South Carolina-based IFS Securities and Voya Financial Advisors Broker, Under Investigation
Silver Law Group is investigating former Greenville, South Carolina-based broker James T. Flynn (CRD# 3082615) after FINRA permanently barred the broker.
FINRA Bars James T. Flynn After Numerous Customers File FINRA Arbitrations
According to Flynn’s FINRA BrokerCheck report, FINRA permanently barred Flynn in June 2018 after he failed to respond to a FINRA inquiry. The FINRA bar follows approximately 17 disclosures on Flynn’s FINRA BrokerCheck report and two employment terminations within one year.