Securities Arbitration Lawyers BlogBroker Robert Tricarico Permanently Barred from Securities Industry
Alleged mismanagement of funds and failure to provide documentation to FINRA lead to Industry Bar
FINRA had questions for Robert Tricarico, Tricarico did not provide the information requested. And now Robert Tricarico is permanently barred from associating with any FINRA member in any capacity. That means he is barred from the securities industry forever.
To fill in the background, here are the details: