Securities Arbitration Lawyers BlogNew York City Broker Melanie S. Sweet Under Investigation After FINRA Suspension
Silver Law Group is investigating New York City-based broker Melanie S. Sweet (CRD# 2620987) after FINRA suspended her from acting as a broker in December 2016.
Sweet is employed by Hamershlag Sulzberger Borg Capital Markets, Inc. (CRD#:103460)
According to Sweet’s FINRA BrokerCheck report, FINRA suspended Sweet after she failed to respond to a FINRA request for information.