Securities Arbitration Lawyers BlogMerrill Lynch Broker Permanently Barred After Years of Allegations and Refusal to Respond to FINRA Requests for Information
Michael Highfill has been permanently barred from the securities industry
A former Merrill Lynch broker, Michael Highfill was permanently barred from the securities industry in July of 2015 after 16 years in the industry. His most recent position was with Merrill Lynch in Ridgeland, Mississippi. Before Merrill Lynch, he was a registered broker with Morgan Stanley in Ridgeland, Trustmark Financial Services in Jackson, Mississippi and with J.C. Bradford & Company in New York, New York.
His BrokerCheck report shows that Highfill is the subject of one regulatory sanction and one civil judgment. He was also terminated from Morgan Stanley and Merrill Lynch.