Securities Arbitration Lawyers BlogFINRA Permanently Bars Texas Broker Joe L Buckner
Buckner can no longer act as a broker or associate with any member of FINRA in any capacity
Joe L. Buckner has been barred by FINRA as of December 2015. As a result of his refusal to respond to the FINRA’s request for information, the Texas broker can no longer associate with any member of FINRA in any capacity.
Buckner’s employment history includes Brazos Securities in Dallas and in his early days, Merrill Lynch, Pierce, Fenner and Smith in New York, New York.