A National Securities Arbitration & Investment Fraud Law Firm

Articles Tagged with Fiduciary Duty Rule

Proposed Fiduciary Duty Rule Poised to Pass, Leaves Brokers Seething on silverlaw.com

New Department of Labor rule looks to protect investors from over-zealous brokers

In an effort to protect investors from conflicted investment advice, the Department of Labor is seeking to instate a new fiduciary duty rule that has left many independent brokers-dealers chafing in their suits.

What is a fiduciary duty?

Contact Information