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Articles Tagged with Criminal Charges

Ameritas Investment Broker Nathan Silva Permanently Barred by FINRA on silverlaw.comSilver Law Group is investigating former PFS Investments Inc. (CRD# 10111) Charles Little (CRD# 2632450) for felony criminal charges involving cocaine.

According to Little’s FINRA BrokerCheck report, Little was charged with five felony criminal charges on February 19, 2015.  The charges are all drug-related, including selling and trafficking cocaine.

Upon discovering the felony cocaine charges, PFS discharged Little in May 2015, according to the FINRA BrokerCheck report.  When Little failed to responded to FINRA’s request for information, FINRA permanently barred Little.

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