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Articles Tagged with Charles Bernard Lynch

Former broker and investment advisor Charles Bernard Lynch, Jr. (CRD #3004877) has been barred by FINRA after 57 customer disputes have been filed against him. His last employer of record was Wells Fargo Clearing Services (aka Wells Fargo Advisors, CRD #19616), where he was employed from 10/05/2012 through 05/02/2016. He was a general securities representative, and was discharged from the firm on April 12, 2016. Since his termination, he has not been associated with any other financial services firm.

Lynch’s previous employment record includes:

  • Morgan Stanley (CRD #149777) of Brea, CA, from 06/01/2009 through 10/24/2012
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