Registered Individuals Suspended by FINRA in February 2017 for Failure to Comply with FINRA Rules

According to FINRA Disciplinary actions for February 2017, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Michael Allen Becking	Wells Fargo Advisors, LLC
	Chase Investment Services Corp.
Vladimir Belyaev	Avenir Financial Group
	Coastal Equities, Inc.
Alina Brindusescu	U.S. Bancorp Investments, Inc.
	HSBC Securities (USA) Inc.
Scott Louis Capone	Morgan Stanley Smith Barney
	WM Financial Services, Inc.
Mckyle Clyburn	GunnAllen Financial, Inc.
	Maximum Financial Investment Group, Inc.
Ronald Scott Cole	UBS Financial Services Inc.
	Morgan Stanley Smith Barney
Willard Lee Golightly	Kelly Compton Investments LLC
	SCF Securities, Inc.
Gerard Chandler Gremillion	Profinancial, Inc.
	Chad Gremillion
Ross H. Mandell	Sky Capital LLC
	Granta Capital Group LLC
Dan Moss Jr.	Morgan Stanley Smith Barney
	UBS Financial Services Inc.
Manoj Pataudi Mudgal	Morgan Stanley
	Chase Investment Services Corp.
Richard James Murphy	Tullett Prebon Financial Services LLC
	Citation Financial Group, LP
Drew Anthony Romeo	Morgan Stanely
	UBS Financial Services Inc.
Rob Salinger	U.S. Bancorp Investments, Inc.
	Merrill Lynch, Pierce, Fenner and Smith Inc.
Michael David Schwartz	Merrill Lynch, Pierce, Fenner and Smith Inc.
	Barclays Capital Inc.
Leonard Gregory Stover	Cetera Advisors LLC
	Ameriprise Financial Services, Inc.
Joe Don Treece	Arvest Wealth Management
	Raymond James & Associates, Inc.
Christopher Robert Vanstelle	Steelpoint Securities, LLC
	WBB Securities, LLC
Stephen Arnold Vaughan	Ameriprise Financial Services, Inc.
	Ameriprise Advisor Services, Inc.
Richard Diego Vega	Raymond James & Associates, Inc.
	Morgan Stanley Smith Barney

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.