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CRD#5011069
Silver Law Group is investigating Former Albany, New York-based Purshe Kaplan Sterling broker Carlos Mejia after he settled a customer complaint alleging unsuitable investment recommendations.
CRD#2227996
Silver Law Group is investigating Boca Raton, Florida-based Newbridge broker Gaetano Magarelli following multiple customer complaints alleging unsuitable investment recommendations, churning and misrepresentation
CRD#5556827
Silver Law Group is investigating Former New York, New York-based Garden State Securities broker Alexander Kibrik following a customer complaint alleging unauthorized investment activity and unsuitable investment recommendations.
CRD#1307813
Silver Law Group is investigating Del Mar, California-based Hilltop broker Justin Parker following a customer complaint alleging unsuitable investment recommendations, churning and elder abuse.
CRD#4870499
Silver Law Group is investigating former Farmingdale, New York-based Active Capital broker Casey T. Rodriguez, after customer allegations of misrepresentation, unsuitable recommendations and churning where received by FINRA. Later in 2017, he was suspended for his failure to respond to an official request for information.
CRD#5854504
Silver Law Group is investigating Sarasota, Florida-based Merrill Lynch broker James B. Lowther following a customer complaint alleging unsuitable investment recommendations and misrepresenting an investment opportunity.
CRD#811491
Silver Law Group is investigating Charlotte, North Caroline-based UBS Financial Services broker Samuel Rankin following a customer complaint alleging unsuitable investment recommendations.
CRD#1307813
Silver Law Group is investigating former Mobile, Alabama-based Principal Securities broker Bettye Hays following a customer complaint alleging unsuitable investment recommendations and misrepresenting an investment opportunity.
CRD#2331058
Silver Law Group is investigating Pompano Beach, Florida-based LPL Financial broker Leon Rehak, after multiple customer allegations of misrepresentation and unsuitable recommendations were received by FINRA.
CRD#3004083
Silver Law Group is investigating Fort Lauderdale, Florida-based Oppenheimer & Co broker Angela West following a customer complaint alleging excessive investment activity, unsuitable investment recommendations and breach of fiduciary duty.
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