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October 2018 Disciplinary Actions Name Individuals Barred from FINRA for Violations of FINRA Rules

According to FINRA Disciplinary actions for October 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:



  Lindsey Brown
  William Downing   Coastal Equities, Inc
  J. W. Cole Financial, Inc
  Keven Gayle   NYLife Securities LLC
  Jose Giraldo   Merrill Lynch, Pierce, Fenner & Smith Inc
  Bank of America NA
  Cristhelle Medina   J.P. Morgan Securities LLC
  Well Fargo Advisors, LLC
  Stephen Murray   Raymond James & Associates, Inc
  Morgan Keegan & Company, Inc
  Ivan Reyes   Alexander Capital, L.P.
  Craft Capital Management LLC
  David Rodgers   Allstate Financial Services, LLC
  Rodgers Capital Management
  Michael Sekusky
  Jimmy Tran   J.P. Morgan Securities LLC
  Wells Fargo Advisors, LLC
  Anthony Valois   PHX Financial, Inc
  Meyers Associates, L.P.

FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain stockbrokers.  If you invested with anyone in this report and have questions about your legal rights, our attorneys will talk with you at no cost to explain your legal rights and about how we can help recover your investment losses through securities arbitration or litigation.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.



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