A National Securities Arbitration & Investment Fraud Law Firm

In October 2018, Registered Individuals Suspended by FINRA for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for October 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:



  Jason Beem   Morgan Stanley
  UBS Financial Services Inc
  Stephen Grivas   Blackbook Capital LLC
  Obsidian Financial Group LLC
  Eric Negron   LPL Financial LLC
  Ameriprise Financial Services, Inc
  Garry Savage Jr.   Wallstreet Strategies, Inx
  Securities America, Inc
  Gary Savage Sr.   Wall Street Strategies, Inc
  Securities America, Inc
  Mark Vanaelst   Morgan Stanley
  Robert W. Baird & Co
  Aaron Willbanks   Willbanks Securities, Inc
  Birchtree Financial Services, Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Our lawyers have extensive experience collecting FINRA arbitration awards, prevailing on Motions to Vacate FINRA arbitration awards and using various collection efforts to enforce FINRA awards after they are received.

Contact Information