Former Miami-based Morgan Stanley Broker Under Investigation After Permanent FINRA Bar

Silver Law Group is investigating former Morgan Stanley (CRD# 149777) broker Myrna M. Perez (CRD# 4389021) after a FINRA permanent bar.

According to Perez’s FINRA BrokerCheck report, FINRA permanently barred Perez from acting as a broker or otherwise associating with firms that sell securities in June 2016 after she failed to respond to a FINRA request for information.

Perez currently has one other disclosure on her FINRA BrokerCheck report.  The disclosure is a discharge from employment by Morgan Stanley.  Morgan Stanley alleges that Perez processed a fraudulent third party wire transfer request without orally confirming the request with the client.  Further, the wire request was received by electronic mail and was sent by someone fraudulently impersonating the client.

Perez started working in the securities industry in 2001 with Lehman Brothers Inc. (CRD# 7506).  She has worked in Miami, Florida in throughout her time in the securities industry up until her FINRA bar according to her FINRA BrokerCheck report.

FINRA arbitration is a fast, efficient way to try to recover your lost investment funds due to excessive trading.  We work on a contingency fee basis, meaning you pay us nothing unless we win and recover money for you.

If you have invested with Myrna Perez and Morgan Stanley and have lost money doing so, you may be able to recover some or all of your losses.  Our lawyers are experienced in recovering investor losses due to broker and brokerage firm misconduct through FINRA arbitration.

Silver Law Group represents the interests of investors who have been the victims of investment fraud.  If you have questions about your legal rights, please contact Scott Silver of the Silver Law Group for a free consultation at ssilver@silverlaw.com or toll free at (800) 975-4345.