Former J.P. Morgan Broker Under Investigation After Discharge and FINRA Suspension

Silver Law Group is investigating former Miami, Florida-based J.P. Morgan Securities LLC (CRD# 79) broker Yohandy Gonzalez (CRD# 6298112) after J.P. Morgan discharged him and a FINRA suspension.

According to Gonzalez’s FINRA BrokerCheck report, J.P. Morgan discharged Gonzalez on March 9, 2016.  According to the FINRA BrokerCheck report, Gonzalez, in the capacity of an affiliate bank employee, deposited a check drawn from a personal bank account at another financial institution into his personal Chase account that was returned.  Additionally, according to the FINRA BrokerCheck report, Gonzalez deposited a check into his personal Chase account from another personal Chase account that had been closed.

When FINRA followed up with Gonzalez requesting information, Gonzalez failed to respond.  Subsequently, FINRA suspended Gonzalez.

Gonzalez has been in the industry for only a little over a year, working at LPL Financial LLC (CRD# 6413) from August 2014 to September 2014, AXA Advisors, LLC (CRD# 6627) from January 2015 to May 2015, and J.P. Morgan from January 2016 to April 2016.  He worked in the South Florida area, from Hialeah to Fort Lauderdale at his three employment stops.

If you have invested with Yohandy Gonzalez and J.P. Morgan Securities, AXA Advisors, or LPL Financial and have lost money doing so, you may be able to recover some or all of your losses.  Our lawyers are experienced in recovering investor losses due to broker and brokerage firm misconduct through FINRA arbitration.

Silver Law Group represents the interests of investors who have been the victims of investment fraud.  If you have questions about your legal rights, please contact Scott Silver of the Silver Law Group for a free consultation at ssilver@silverlaw.com or toll free at (800) 975-4345.