FINRA Suspends Registered Individuals for Failure to Comply with Award or Settlement Agreement

According to FINRA Disciplinary actions for October 2015, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
James Curtis Ackerman	Sloan Securities Corp
	Aplan Securities, Inc.
Robert Joseph Altemus	Merrill Lynch, Pierce, Fenner & Smith Inc
	Citigroup Global Markets Inc.
John Francis Clancy	UBS Financial Services Inc.
	BB&T Investment Services, Inc.
Scott Alan Dascani	Ameriprise Financial Services, Inc.
	GunnAllen Financial, Inc.
Matthew DiGregorio	Aegis Capital Corp.
	J.D. Nicholas & Associates, Inc.
Hugh Monroe Dyson Jr.	Ameriprise Financial Services, Inc.
	Ameriprise Advisor Services, Inc.
Peter Alex Gouzos	Hunter Scott Financial LLC
	Dawson James Securities
William Albert Hansen	Wells Fargo Advisors, LLC
	Chase Investment Services Corp.
Donna Marie Jenkins	International Assets Advisory, LLC
	Anderson & Strudwick, Inc.
Jason Eric Mininger	Kovack Securities Inc.
	Wedbush Securities Inc.
Scott Cameron Nicol	L.M. Kohn & Company
	Merrill Lynch, Pierce, Fenner & Smith Inc.
John Morgan Pickens Jr.	United Brokerage Services, Inc
	Edward Jones
Francisco Xavier Savigne	Wells Fargo Advisors, LLC
	Morgan Stanley Smith Barney
Michael Edward Wallace	PreferredTrade, Inc.
	Montrose Capital Management Ltd.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.