Broker Cody M. Anderson Barred By FINRA

Cody M. Anderson (CRD# 5999762) a financial broker with 12 years of industry experience, has been barred from the securities industry by the Financial Industry Regulatory Authority (FINRA). This disciplinary action follows Anderson’s failure to request termination of a prior suspension, which stemmed from allegations that he submitted multiple fictitious variable annuity applications.

Cody Anderson was registered with Equitable Advisors in Buffalo, New York at the time of misconduct. The firm discharged him after discovering he submitted multiple fictitious annuity applications, prompting FINRA to open its investigation. When the regulator later requested information about the matter, Anderson did not respond.

According to FINRA records, Anderson had no customer complaints prior to this disciplinary action.

Did You Invest With Cody Anderson?

If you made investments with Cody Anderson you may have concerns about how your accounts were handled. It is important to review your records carefully and explore your legal options. Investors may wish to consult with a securities attorney to understand potential remedies available.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases are handled on a contingent fee basis, meaning that you won’t owe us until we recover your money for you. Contact us today at (800) 975-4345 and let us know how we can help.