Securities Arbitration Lawyers BlogFINRA Names Individuals Suspended in July 2019 for Failing to Comply with FINRA Rules
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Deblois, Matthew | The Champion Group, Inc |
| McNally Financial Services Corp | |
| Dewaay, Donald Jr. | Dewaay Financial Network, LLC |
| VSR Financial Services, Inc | |
| Freeman, Michael | Spartan Capital Securities, LLC |
| Legend Securities, Inc | |
| Fuzie, Cindy | Morgan Stanley |
| MML Investors Services, LLC | |
| Hernandez, Evelyn | Morgan Stanley |
| Chase Investment Services | |
| Barry, Jin | Spartan Capital Securities, LLC |
| Lampert Capital Markets Inc | |
| LaVolpe, Michael | Meyers Associates, LP |
| Leonard, William | JH Darbie & Co, Inc |
| BMS Securities, LLC | |
| Walsworth, Peter | Morgan Stanley |
| Merrill Lynch, Pierce, Fenner & Smith Inc |
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