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$70 MILLION Recovery for Investment Fraud
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$25 MILLION Recovery Against National Brokerage Firm
$9.1 MILLION FINRA Arbitration Award Against Brokerage Firm
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David Geake (CRD # 3088891) is a former registered broker and investment advisor at American Trust Investment Services (CRD # 3001). Geake has 20 pending Customer Disputes and a total of 39 total disclosures. He has been in the industry since 2002 and is currently barred from acting as a broker or otherwise associating with a broker-dealer firm. “In July 2023 without admitting or denying the findings, Geake consented to the sanction and to the findings that he participated in a private securities transaction by soliciting elderly investors, a husband and wife, to pledge approximately $15 million of securities as collateral to guarantee a $2.5 million loan from a bank on behalf of a startup company without providing written notice to his firm.David Geake (CRD # 3088891) is a former registered broker and investment advisor at American Trust Investment Services (CRD # 3001). Geake has 20 pending Customer Disputes and a total of 39 total disclosures. He has been in the industry since 2002 and is currently barred from acting as a broker or otherwise associating with a broker-dealer firm. Continue reading ›

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Robert Silvestri (Robert Allen Silvestri CRD# 2037669) is a former registered broker and investment advisor last employed with Aegis Capital Corp. (CRD# 15007) of Dallas, TX. His previous employers include Level Four Financial, LLC (CRD#:25700) of Allen, TX, Morgan Stanley (CRD#:149777), also of Dallas, and UBS Financial Services Inc. (CRD#:8174) of Addison, TX. He has been in the industry since 1990. In a customer dispute filed on 11/29/2022, Silvestri’s “unsuitable recommendations in her fee-based account” opened in February of 2021 sustained losses. Silvestri wrote personal checks to cover some of the customer’s losses in the account. In the dispute, the customer requested damages of $9,500, and the firm settled the claim for $8,000.Robert Silvestri (Robert Allen Silvestri CRD# 2037669) is a former registered broker and investment advisor last employed with Aegis Capital Corp. (CRD# 15007) of Dallas, TX. His previous employers include Level Four Financial, LLC (CRD#:25700) of Allen, TX, Morgan Stanley (CRD#:149777), also of Dallas, and UBS Financial Services Inc. (CRD#:8174) of Addison, TX. He has been in the industry since 1990. Continue reading ›

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Former IFS Securities bond trader Keith Wakefield (CRD# 3250539) has been found guilty of securities and wire fraud as a broker at the now-defunct IFS Securities. He was convicted in federal court in the Northern District of Illinois. The jury found that he inflated the commissions on his trades and entered false and unauthorized trades that caused losses of $30 million to the firm. The losses were originally reported as $10 million. Ultimately, those losses due to inflated commissions, false and unauthorized trades and shorting treasury bonds totaled $30 million. These losses were substantial enough that it led to the eventual shutdown of Atlanta-based IFS Securities in early 2020. IFS did not have funds available to settle the bond trades, according to published reports at the time.Former IFS Securities bond trader Keith Wakefield (CRD# 3250539) has been found guilty of securities and wire fraud as a broker at the now-defunct IFS Securities. He was convicted in federal court in the Northern District of Illinois. The jury found that he inflated the commissions on his trades and entered false and unauthorized trades that caused losses of $30 million to the firm. Continue reading ›

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Silver Law Group is pleased to announce that it has won a FINRA arbitration award on behalf of two Boston, Massachusetts investors against AGES Financial Services. The investors sought legal representation after suffering substantial losses investing in GWG, a company which claimed to profit from investing in life insurance policies but has declared bankruptcy amidst massive losses. Between 2018 and 2019, AGES recommended the investors make multiple purchases of GWG L Bonds, which ultimately collapsed when GWG entered bankruptcy in 2022. Investors are expected to suffer substantial principal losses with little chance of a meaningful recovery from the GWG bankruptcy. Silver Law Group represents investors throughout the United States in similar claims relating to GWG L Bonds, which were predominantly sold by small or regional broker-dealers.  Silver Law Group is pleased to announce that it has won a FINRA arbitration award on behalf of two Boston, Massachusetts investors against AGES Financial Services. The investors sought legal representation after suffering substantial losses investing in GWG, a company which claimed to profit from investing in life insurance policies but has declared bankruptcy amidst massive losses. Continue reading ›

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We recently blogged about broker Garrett Moretz (CRD# 4086791) after the SEC began its investigation into his sales of the now-defunct L-Bonds by GWG Holdings. Following this investigation, the SEC filed a complaint in Federal Court in Charlotte, NC (Securities and Exchange Commission v. Garrett W. Moretz). In its complaint the SEC charged Moretz with fraud in relation to the sales of L-Bonds to retail customers. The SEC alleges that Moretz continually misrepresented L-Bonds, claiming that they were “guaranteed” beginning about September of 2019 through August of 2020. Moretz knew that these L-Bonds were not guaranteed but represented them that way anyway. He repeatedly sold them as “guaranteed” in both emails and oral communications since at least 2017, according to the complaint.We recently blogged about broker Garrett Moretz (CRD# 4086791) after the SEC began its investigation into his sales of the now-defunct L-Bonds by GWG Holdings. Following this investigation, the SEC filed a complaint in Federal Court in Charlotte, NC (Securities and Exchange Commission v. Garrett W. Moretz). In its complaint the SEC charged Moretz with fraud in relation to the sales of L-Bonds to retail customers. Continue reading ›

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If Portsmouth Financial Services sold you GWG Holdings’ L-Bonds, Silver Law Group may be able to help you recover your investment losses. After GWG Holdings filed for bankruptcy in April of 2022, investors are facing the loss of most, if not all, of their principal. Silver Law Group represents GWG L Bonds investors in FINRA arbitration claims to recover their investment losses. Contact us at 800-975-4345 for a no-cost, confidential consultation.If Portsmouth Financial Services sold you GWG Holdings’ L-Bonds, Silver Law Group may be able to help you recover your investment losses. After GWG Holdings filed for bankruptcy in April of 2022, investors are facing the loss of most, if not all, of their principal.

Silver Law Group represents GWG L Bonds investors in FINRA arbitration claims to recover their investment losses. Contact us at 800-975-4345 for a no-cost, confidential consultation. Continue reading ›

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GWG Holding’s L-Bonds were touted as a safe investment by brokers and broker-dealers such as Moloney Securities. Unfortunately, that hasn’t been the case, and more than 27,000 investors are left with these worthless bonds. After GWG Holdings filed for bankruptcy in April of 2022, investors are facing the loss of most or all their monies. Silver Law Group may be able to help you recover your investment losses. Silver Law Group represents GWG L Bonds investors in FINRA arbitration claims to recover their investment losses. Contact us at 800-975-4345 for a no-cost, confidential consultation.GWG Holding’s L-Bonds were touted as a safe investment by brokers and broker-dealers such as Moloney Securities. Unfortunately, that hasn’t been the case, and more than 27,000 investors are left with these worthless bonds. After GWG Holdings filed for bankruptcy in April of 2022, investors are facing the loss of most or all their monies. Silver Law Group may be able to help you recover your investment losses. Continue reading ›

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If you were a customer of Centaurus Financial who bought the hype over GWG Holdings’ now-defunct L-Bonds, you’re not alone. More than 27,000 investors believed their broker when they said L-Bonds were a solid investment with good returns. Silver Law Group may be able to help you recover your investment losses. In April of this year, GWG Holdings filed for bankruptcy. It is expected that L Bonds investors will lose a considerable amount of their principal in the process. Silver Law Group represents GWG L Bonds investors in FINRA arbitration claims to recover their investment losses. Contact us at 800-975-4345 for a no-cost, confidential consultation.If you were a customer of Centaurus Financial who bought the hype over GWG Holdings’ now-defunct L-Bonds, you’re not alone. More than 27,000 investors believed their broker when they said L-Bonds were a solid investment with good returns. Silver Law Group may be able to help you recover your investment losses.

In April of this year, GWG Holdings filed for bankruptcy. It is expected that L Bonds investors will lose a considerable amount of their principal in the process. Continue reading ›

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Did you purchase GWG Holdings’ L-Bonds through your broker at Dempsey Lord Smith before they declared bankruptcy in April of 2022? If so, you may realize that recovery of your principal is in jeopardy, and you may not recover anything. Silver Law Group may be able to help you recover your investment losses. Silver Law Group represents GWG L Bonds investors in FINRA arbitration claims to recover their investment losses. Contact us at 800-975-4345 for a no-cost, confidential consultation.Did you purchase GWG Holdings’ L-Bonds through your broker at Dempsey Lord Smith before they declared bankruptcy in April of 2022? If so, you may realize that recovery of your principal is in jeopardy, and you may not recover anything. Silver Law Group may be able to help you recover your investment losses.

Silver Law Group represents GWG L Bonds investors in FINRA arbitration claims to recover their investment losses. Contact us at 800-975-4345 for a no-cost, confidential consultation. Continue reading ›

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More than 27,000 investors were left stunned—and without their money—when GWG Holdings filed for Chapter 11 bankruptcy earlier this year, along with some of its own subsidiaries. The company is over $1.6 billion in debt, and investors have no idea what to do or what will happen next. If you bought L Bonds from GWG Holdings through National Securities, Silver Law Group may be able to help you recover your investment losses. GWG Holdings filed for bankruptcy in April of 2022. Unfortunately, L Bonds investors will very likely lose a significant amount of their principal.More than 27,000 investors were left stunned—and without their money—when GWG Holdings filed for Chapter 11 bankruptcy earlier this year, along with some of its own subsidiaries. The company is over $1.6 billion in debt, and investors have no idea what to do or what will happen next. Continue reading ›

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