Tiffany Keigley Barred For Stealing Over $100,000

Sapulpa, Oklahoma 2025 – Tiffany Keigley (CRD#: 4507001), a financial broker with 17 years of experience, was permanently barred from the security industry in July 2025. She had spent 15 years at Morgan Stanley before her employment was terminated, after which the firm filed a Form U5 that triggered a FINRA investigation.

Tiffany Keigley was accused of using a client’s individual brokerage account with cash management services to pay personal expenses for herself and her family, without the client’s knowledge or consent.  The total amount misappropriated from the client’s account was $108,440.20. She had been using funds from this account from July 2017 through October 2024.  When FINRA requested documents related to the case, Keigley refused to provide all the requested information, a violation of FINRA’s investigative rules.

Keigley consented to FINRA’s disciplinary findings without admitting or denying the allegations. The sanctions include her permanent bar from associating with any FINRA-member firm in any capacity. The Oklahoma Department of Securities also initiated regulatory action, alleging violations of state rules regarding dishonest and unethical practices by broker-dealers and their representatives. The investor dispute was settled for the full amount involved, $108,440.20.

Did You Invest with Tiffany Keigley?

If you made investments with Tiffany Keigley, you may have concerns about how your accounts were handled. It is important to review your records carefully and explore your legal options. Investors may wish to consult with a securities attorney to understand potential remedies available.

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases are handled on a contingent fee basis, meaning that you won’t owe us until we recover your money for you. Contact us today at (800) 975-4345 and let us know how we can help.