Silver Law Group is Investigating Financial Advisor Anthony Fisher

Anthony Fisher was a financial advisor with Morgan Stanley from 2003 through April 2009.  He subsequently worked at Stifel, Nicolaus and Company.  Mr. Fisher was suspended by FINRA in November 2014 for failing to pay an arbitration award.  However, over the last decade, Mr. Fisher’s employers have been the subject of multiple customer FINRA arbitration claims relating to Mr. Fisher.  In response to a FINRA request for information, Mr. Fisher failed to respond to FINRA or otherwise cooperate in FINRA’s investigation.

In December 2014, Stifel, Nicolaus & Company settled a case brought by one of Mr. Fisher’s former clients for $500,000 relating to allegations of fraud and unsuitable recommendations.

Stifel, Nicolaus & Company has been the recent subject of several FINRA arbitration claims relating to the sale of promissory notes and other equities.  Mr. Fishers’ full CRD can be viewed here.

Silver Law Group represents investors in securities and investment fraud cases.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.