Silver Law Group is Investigating David Ridenour of Wells Fargo Clearing Services
David Ridenour has been registered with Wells Fargo in Edmond, Oklahoma since 2012. He previously worked for Morgan Stanley Smith Barney.
Financial Industry Regulatory Authority (FINRA) CRD records show that Oklahoma-based Wells Fargo Clearing Services broker/adviser David Ridenour has received resolved or pending customer disputes.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one customer complaint that was closed.
In February 2018, a customer alleged David Ridenour, while employed at Wells Fargo Advisors, recommended unsuitable investments in high-risk speculative stocks and bonds. The customer is seeking more than $250,000 in damages in the pending complaint.
In 2016 a customer alleged David Ridenour, while employed at Wells Fargo Advisors, invested in an unsuitable portfolio that consisted of “risky and aggressive” trades entirely of energy securities. The complaint settled in August 2017 for $47,500.
Contact Our Firm if You’ve Invested with David Ridenour
If you invested with David Ridenour and believe you have lost money due to his misconduct, you may be able to file a claim to recover your losses through FINRA arbitration. For a free evaluation of your potential case by as securities attorney, please contact Silver Law Group.
Silver Law Group is a nationally-recognized securities law firm headquartered in South Florida representing investors worldwide with their claims for losses due to securities and investment fraud. The firm has successfully recovered multi-million dollar awards for its clients through securities arbitration and the courts. To contact Scott L. Silver to discuss your legal matter, call toll-free (800) 975-4345 or e-mail him at SSilver@silverlaw.com.