Robert Ginsberg, Woodbury Financial, Subject of Two Suitability Claims

Robert Scott Ginsberg (CRD #5177531) is a registered broker and investment advisor currently employed with Woodbury Financial Services, Inc. (CRD #421) of Wallingford, CT. He was previously employed by Investors Capital Corp. (CRD #30613), also of Wallingford. He has been in the industry since 2008.

Ginsberg is the subject of two disclosures in his record. Both are customer disputes filed in 2017, and are currently pending.

The first was filed on 12/07/2017, alleging “suitability.” No damages are listed, and no other information is available.

The second was filed just a few weeks before on 11/21/2017, with allegations of “suitability of investments in REITS” (real estate investment trusts.) In this complaint, the customer is requesting damages of $1,000,000. Ginsberg response indicates that the customer was interested in “alternative investments,” with an agreed-to financial strategy.

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