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A National Securities Arbitration & Investment Fraud Law Firm

Registered Individuals Suspended by FINRA in March 2018 for Failure to Comply with FINRA Rules

According to FINRA Disciplinary actions for March 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

  Kean Lynn Bouplon   Morgan Stanley
  Merrill Lynch, Pierce, Fenner &Smith  Inc.
  Craig Charles Franzke   PNC Investments
  NatCity Investments, Inc.
   Justin Johnston Harris   Morgan Stanley
  Wells Fargo Advisors
  Steve Morris   Wynston Hill Capital, LLC
  Halcyon Cabot Partners, LTD.
  Mark Allan Plummer   Chestnut Exploration Partners, Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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