Registered Individuals Suspended by FINRA in June 2016 for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for June 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Barry Boyd Blount, Sr.	Insight Advisors, LLC
	Ameriprise Financial Services, Inc.
Joseph Michael Carrino, Jr.	Brookstone Securities, Inc.
	National Securities Corporation
Victor Rosario Cassone	J.P. Turner & Company, LLC
	Pacific West Securities, Inc.
John F. Gannon	Morgan Stanley
	Merrill Lynch, Pierce, Fenner & Smith Inc.
Christopher Clarence Kennedy	Oppenheimer & Co. Inc.
	Liberty Tree Advisors, LLC
William Francis Lex	Dinosaur Securities, LLC
	McGinn, Smith & Co., Inc.
Lewis Joseph Lucarine	State Farm VP Management Corp
	Morgan Stanley Smith Barney
Brian Joseph Merrigan	Wells Fargo Advisors, LLC
	BancWest Investment Services, Inc.
Nicholas McCauley Messore	LPL Financail LLC
	Morgan Stanley
James Marvin Mitchell	CBS Advisors LLC
	Community Bankers Securities, LLC
David Harold Noe	GunnAllen Financial, Inc.
	Birchtree Financial Services, Inc.
Edward Painter	UBS Financial Services Inc.
	Citigroup Global Markets Inc.
Carrie Riley	Merrill Lynch, Pierce, Fenner & Smith Inc.
	Morgan Stanley
Joseph Richard Rizzo, Jr.	Ameriprise Financial Services, Inc.
	Securities America, Inc.
David Aaron Seigerman	Janney Montgomery Scott LLC
	Morgan Stanley
William Victor Siegel	Morgan Stanley
	Morgan Stanley & Co. Inc.
Steven Craig Spitts	Wells Fargo Advisors, LLC
	Dean Witter Reynolds Inc.
Jeff David Snyder	Network 1 Financial Securities Inc.
	Rockwell Global Capital LLC
Carey Charles Stevens	Ridgeway & Conger, Inc.
	KCD Financial, Inc.
Gary Lee Wright	Pensionmark Financial Group, LLC
	Robert W. Baird & Co. Inc.

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.