Registered Individuals Suspended by FINRA in December 2016 for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for December 2016, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Keeland Douglas Howe	Wells Fargo Advisors, LLC
Keeland Douglas Howe	UBS Financial Services Inc.
Christopher Lawrence Love	LPL Financial LLC
Christopher Lawrence Love	Wells Fargo Advisors, LLC
James Michael Roberts	Cullum & Burks Securities, Inc.
James Michael Roberts	WFP Securities
Cary Rosenfeld	Chase Investment Services Corp.
Cary Rosenfeld	Wells Fargo Investments, LLC

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.