A National Securities Arbitration & Investment Fraud Law Firm
Blink Charging Company (BLNK) is the subject of a class action lawsuit that has been filed on behalf of investors, alleging securities fraud. Investors may have claims to recover losses.
If you have losses from investing in Blink Charging Company (BLNK) stock, contact Silver Law Group for a no-cost consultation at (800) 975-4345 or by email at ssilver@silverlaw.com.
According to FINRA Disciplinary actions for August 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers:
| NAME | FORMER EMPLOYERS |
| Ignacio Del Campo | Epic Capital Securities |
| Insigneo Securities, LLC | |
| Marvin Egorin | Wedbush Securities Inc. |
| Wells Fargo Clearing Services, LLC | |
| Frank Grant IV | |
| Stefano Listella | J.P. Morgan Securities LLC |
| Great Point Capital LLC | |
| Jonathan Malone | Wells Fargo Clearing Services, LLC |
| Brill Securities, Inc. | |
| Evan Nadelman | Aegis Capital Corp. |
| Forefront Capital Markets LLC | |
| Jon Scheier | Edward Jones |
| Andrew Slocum | Charles Schwab & Co. Inc. |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | |
| Elizabeth Sollars | Allstate Financial Services, LLC |
| Junior Tonkam | PFS Investments Inc. |
| Ricardo Turlan | UBS Financial Services Inc. |
| BBVA Securities Inc. |
According to FINRA Disciplinary actions for August 2020, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Cynthia Barrera | Morgan Stanley Smith Barney |
| Morgan Stanley & Co. Incorporated | |
| David Braunlich | PTR, Inc. |
| Benjamin & Jerold Brokerage I, LLC | |
| Richard Coleman | SW Financial |
| Richard James & Associates, Inc. | |
| Cindy Fuzie | Morgan Stanley |
| MML Investors Services, LLC | |
| Michael Garris | Wells Fargo Clearing Services, LLC |
| Morgan Stanley Smith Barney | |
| Rajesh Gupta | Morgan Stanley Smith Barney |
| JP Morgan Securities LLC | |
| James McEnerney, Jr. | Wells Fargo Clearing Services, LLC |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | |
| Scott McVicker | Market Wise Securities, inc. |
| Transamerica financial Resources, Inc. | |
| Daniel Motherway | National Securities Corporation |
| UBS Financial Services, Inc. | |
| Jaime Rivera | First Southern, LLC |
| Herbert J. Sims & Co. Inc. |
According to FINRA Disciplinary actions for July 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:
| NAME | FORMER EMPLOYERS |
| Joanna Abdelhadi | Wells Fargo Clearing Services, LLC |
| Credit Suisse Securities (USA) LLC | |
| Kenneth Butschek | ProEquities, Inc. |
| Securities Management & Research, Inc. | |
| Nathaniel Clay | Laidlaw & Company (UK) Ltd. |
| National Securities Corporation | |
| Paula Collins | TIAA-CREF Individual & Institutional Services, LLC |
| Oppenheimerfunds Distributor, Inc. | |
| Alan Lau | Wells Fargo Clearing Services, LLC |
| Wells Fargo Investments, LLC | |
| Stanley Martin | Allstate Financial Services, LLC |
| H&R Block Financial Advisors, Inc. | |
| Scott Mason | Voya Financial Advisors, Inc. |
| Western Wealth Management, LLC | |
| John Santariello | Arive Capital markets |
| Cape Securities Inc. | |
| Marc Winters | Wedbush Securities Inc. |
| UBS Financial Services Inc. |
Scott Silver, Silver Law Group’s managing partner, has been re-elected as the co-chair of the Securities and Financial Fraud Group of The American Association for Justice (AAJ), an advocacy group that promotes a fair and effective justice system.
Scott is honored to be chosen to continue serving in his role at the AAJ, where he advocates for the rights of victims of securities and investment fraud to pursue justice caused by the misconduct of others. Scott is a frequent lecturer on securities and investment fraud and best practices on pursuing stockbroker misconduct cases. Scott has previously published a securities arbitration primer available on this website. Continue reading ›
Silver Law Group is investigating Fennec Pharmaceuticals (FENC) on behalf of investors who have losses from purchasing the company’s stock. The investigation concerns possible violations of federal securities laws by the company.
If you have losses from investing in Fennec Pharmaceuticals Inc. (FENC) stock, contact Silver Law Group for a confidential no-cost consultation at (800) 975-4345 or by email at ssilver@silverlaw.com. Continue reading ›
At the end of March 2020, Allianz Global Investors (Allianz) liquidated two investment vehicles—Structured Alpha 1000 and 1000 Plus—following substantial losses to the funds, resulting in clients losing millions of dollars. According to news reports, other related Allianz Funds, including Structured Alpha 250, 350, and 500, also suffered heavy losses. Recently, the Securities and Exchange Commission (SEC) requested information about the funds. Continue reading ›
A class action lawsuit has been filed to recover damages for investors in YayYo (YAYO) stock regarding alleged violations of federal securities laws.
If you have losses traceable to the YayYo (YAYO) initial public offering (IPO), contact Silver Law Group for a confidential no-cost consultation at (800) 975-4345 or by email at ssilver@silverlaw.com.
A lead plaintiff (class representative) has not been selected and a class has not been certified in this case. Continue reading ›
The Securities and Exchange Commission (SEC) has charged former Morgan Stanley broker Michael Barry Carter with fraud for stealing from his customers, including an elderly client.
The complaint filed by the SEC alleges that Carter, a currently-barred broker who was last registered with Morgan Stanley in their McLean, Virginia office, made dozens of unauthorized wire transfers from his client’s accounts to his personal bank account, which amounted to millions of dollars. It is alleged that Carter falsified documents to make the transfers and made unauthorized sales of client’s securities. Continue reading ›
Scott Silver, managing partner of Silver Law Group, has sent letters to Florida’s U.S. Senators, Marco Rubio and Rick Scott, expressing support for, and asking the senators to support, the Edith Shorougian Senior Victims Of Fraud Compensation Act of 2020 (Edith’s Bill).
Edith’s Bill would provide a recovery pool for elderly investors who have been defrauded. Provisions in the bill would amend the Victims of Crime Act of 1984 so that seniors victimized by financial fraud would be eligible for reimbursement from the Crimes Victim Fund. Continue reading ›
Securities Arbitration Lawyers Blog