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Public Justice

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The SEC today filed a complaint and a request for jury trial involving claims against Knight Nguyen Investments of Katy, Texas, along with: Christopher Lopez, majority owner and “partner” Forrest Jones, investment advisor and “partner” Jayson Lopez, brother of Christopher and “partner” Although Christopher Lopez is not a registered broker, he was previously registered the SEC and the state of Texas for several years. The complaint alleges that Christopher Lopez and Forrest Jones represented themselves and the firm as experts in “low risk alternative investments.” However, the complaint explains, Chris Lopez had no experience with securities prior to founding Knight Nguyen, nor with the so-called “alternative investments.” Additionally, the investments did not meet the firms’ so-called investment “standards.”The SEC today filed a complaint and a request for jury trial involving claims against Knight Nguyen Investments of Katy, Texas, along with:

  • Christopher Lopez, majority owner and “partner”
  • Forrest Jones, investment advisor and “partner”
  • Jayson Lopez, brother of Christopher and “partner”

Continue reading ›

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Wunong Net Technology Company Limited, Inc. (WNW) ("Wunong" or the "Company") is being investigated by Silver Law Group regarding potential claims for investors in the company to recover losses. The investigation concerns potential violations of the federal securities laws. If you have losses from investing in Wunong Net Technology Company Limited (WNW) contact Silver Law Group for a no-cost consultation at (800) 975-4345 or at ssilver@silverlaw.com. Wunong received written notification from the NASDAQ Stock Market LLC that because the company failed to file it’s annual report on Form 20F for the year ending on December 31, 2020, it was no longer in compliance with Listing Rule 5250(c)(1) for continued listing. NASDAQ’s rules give the Company 60 calendar days to submit their plan to regain compliance. Should the plan be accepted, NASDAQ will grant the company an extension of up to 180 calendar days from the filing’s due date to regain compliance. In Wunong’s case, this would be November 15, 2021. The company issued a press release announcing the notification from NASDAQ on May 19, 2021. In it, the Company advised its investors that it is “working aggressively to complete its audit,” submit its Form 20-F and regain compliance with NASDAQ’s requirements on or before the deadline. However, after the press release, Wunong’s stock price fell sharply during trading on May 20, 2021. Just two months before, trading of Wunong’s stock increased around 27% after social media talk about the company, similar to the recent increases for Gamestock and AMC Theaters on Reddit. However, this may be investors looking for a repeat of these anomalies.Wunong Net Technology Company Limited, Inc. (WNW) (“Wunong” or the “Company”) is being investigated by Silver Law Group regarding potential claims for investors in the company to recover losses. The investigation concerns potential violations of the federal securities laws.

If you have losses from investing in Wunong Net Technology Company Limited (WNW) contact Silver Law Group for a no-cost consultation at (800) 975-4345 or at ssilver@silverlaw.com. Continue reading ›

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Scott SilverScott Silver, Silver Law Group’s managing partner, recently gave a presentation to the American Association of Justice on Ponzi schemes and how victims may be able to recover their losses from third party professionals. Scott is the chair of the securities fraud group of the American Association of Justice and lectures frequently on Ponzi schemes and investment fraud. Most people think of Bernie Madoff when they think of Ponzi Schemes. His was the most famous and biggest in history. But in the decade since his scheme was revealed, there have been more than 600 Ponzi schemes, which have not gotten as much attention. Non Stock Market Correlated Assets Scott noted that in recent years many investors have sought non-stock market correlated assets, and that Wall Street has tried to replace the commissions it used to earn on stock sales with commissions on investments that are exempt from registration. Non-traditional, unregistered securities may be more likely to be associated with fraud than other securities., Silver Law Group’s managing partner, recently gave a presentation to the American Association of Justice on Ponzi schemes and how victims may be able to recover their losses from third party professionals. Scott is the chair of the securities fraud group of the American Association of Justice and lectures frequently on Ponzi schemes and investment fraud. Continue reading ›

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Silver Law Group and the Law Firm of David Chase have teamed up to file lawsuits on behalf of clients who were directed into fixed and variable annuities sold by Northstar Financial Services (Bermuda). Northstar is now in court-ordered liquidation proceedings after filing for Chapter 15 bankruptcy last year, unable to honor client surrender requests. Claims Filed Against Broker-Dealers Silver Law Group managing partner Scott Silver and David Chase are targeting the U.S.-based brokerage firms and financial management institutions that sold clients on the safety and reliability of Northstar’s fixed and variable rate annuity investment products when the risks were actually much higher due both to a lack of U.S. regulatory safeguards and the company’s history of mismanagement. A FINRA complaint filed April 12, 2021 against one of those brokerages, Truist Investment Service (Sun Trust), seeks damages for lack of due diligence; breach of fiduciary duty, and negligence and negligent misrepresentation, among other violations. The complaint outlines how Sun Trust and one of its brokers assured two retiree clients that their retirement savings, traditionally invested in money markets and CDs, would be equally safe in Northstar Financial Services (Bermuda) annuities while steadily earning a fixed yield.Silver Law Group and the Law Firm of David Chase have teamed up to file lawsuits on behalf of clients who were directed into fixed and variable annuities sold by Northstar Financial Services (Bermuda). Northstar is now in court-ordered liquidation proceedings after filing for Chapter 15 bankruptcy last year, unable to honor client surrender requests. Continue reading ›

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Anixa Biosciences, Inc. (ANIX) is being investigated by Silver Law Group regarding potential claims for investors in the company to recover losses. The investigation concerns potential violations of the federal securities laws. If you have losses from investing in Anixa Biosciences (ANIX) contact Silver Law Group for a no-cost consultation at (800) 975-4345 or at ssilver@silverlaw.com. Anixa Biosciences, Inc. is a publicly-traded biotechnology company focused on the treatment of infectious diseases as well as cancer. The company focuses on significant deficiencies in the treatment of both oncology and infectious diseases. The company is also currently working on a potential treatment for COVID-19. One of Anixa’s most important projects is the Chimeric Antigen Receptor-T cell therapy (CAR-T), also called CER-T. This therapy targets the follicle stimulating hormone receptor, or FSHR. The firm has a partnership with the Moffitt Cancer Center, as well as an alliance with the Cleveland Clinic for its advanced breast cancer vaccine technology.Anixa Biosciences, Inc. (ANIX) is being investigated by Silver Law Group regarding potential claims for investors in the company to recover losses. The investigation concerns potential violations of the federal securities laws.

If you have losses from investing in Anixa Biosciences (ANIX) contact Silver Law Group for a no-cost consultation at (800) 975-4345 or at ssilver@silverlaw.com. Continue reading ›

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Silver Law Group has filed a lawsuit against Seeman Holtz, a Boca Raton company, on behalf of investors alleging they were sold unregistered securities amongst other allegations. Many of the investors are seniors living in south Florida who invested in Para Longevity promissory notes and other offerings. The lawsuit claims that Seeman Holtz has not paid all investors when the notes matured. Seeman Holtz Alleged To Have Offered Unregistered Securities Seeman Holtz, aka National Senior Insurance, is named for its co-founders Marshal Seeman and Eric Holtz, who manage and control the company. Seeman Holtz is an insurance agency, but is not licensed as a broker-dealer with the state of Florida or federal regulators. Federal and state securities laws make it unlawful for a person to effect securities transactions or attempt to induce the purchase or sale of securities unless that person is registered to do so. State regulatory bodies require registration as well as the Financial Industry Regulatory Authority (FINRA), a regulatory arm of the Securities and Exchange Commission (SEC) in charge of licensing broker-dealers.Silver Law Group has filed a lawsuit against Seeman Holtz, a Boca Raton company, on behalf of investors alleging they were sold unregistered securities amongst other allegations. Many of the investors are seniors living in south Florida who invested in Para Longevity promissory notes and other offerings. The lawsuit claims that Seeman Holtz has not paid all investors when the notes matured. Continue reading ›

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Silver Law Group has filed two FINRA arbitration claims to recover losses on behalf of Northstar Financial Services (Bermuda) investors who were recommended fixed and variable annuities. The arbitrations claims have been filed against the securities brokerage firms who recommended and solicited the Northstar Financial Services (Bermuda) investments to their customers. Northstar is now in court-ordered liquidation proceedings after filing for Chapter 15 bankruptcy last year, and is unable to honor client surrender requests. A FINRA complaint filed April 12, 2021 against one of the securities brokerage firms, Truist Investment Service (formerly known as SunTrust), seeks damages for lack of due diligence, breach of fiduciary duty, negligence and negligent misrepresentation. The complaint alleges that Sun Trust and one of its brokers misrepresented to two retiree clients that their retirement savings, traditionally invested in money markets and CDs, would be equally safe in Northstar Financial Services (Bermuda) annuities while steadily earning a fixed yield.Silver Law Group has filed two FINRA arbitration claims to recover losses on behalf of Northstar Financial Services (Bermuda) investors who were recommended fixed and variable annuities. The arbitration claims have been filed against the securities brokerage firms who recommended and solicited the Northstar Financial Services (Bermuda) investments to their customers. Continue reading ›

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The SEC recently issued a final judgment against Jose Angel Aman, the mastermind behind three Ponzi schemes involving uncut colored diamonds and cryptocurrency. The order involves disgorgement of $4.2 million in ill-gotten gains and legal fees of $325,033. Additionally, the criminal case ordered him to pay restitution of $23.9 million, which includes the $4.2 million disgorgement. In a case that repeats like so many before it, Aman, along with his partner first began offering unsolicited securities in about May 2014. Their two Palm-Beach based companies, Natural Diamonds and Eagle Financial Diamond Group Inc. collected $25 million from investors. The draw was investing in the company that would purchase raw, uncut colored diamonds, cut them, then resell the alleged stones at a significant profit. The principal would be returned within two years with an alleged 24% rate of return. The men assured investors that their investments were safe because the money was secured by Aman’s diamond inventory that was alleged to be worth $25 million. When the investment periods ended, Aman would convince the investors to “roll over” their money into new investments. Their “reinvestment contracts” allowed them to keep the scheme going until they could find new investors and raise additional capital to pay out.The SEC recently issued a final judgment against Jose Angel Aman, the mastermind behind three Ponzi schemes involving uncut colored diamonds and cryptocurrency. The order involves disgorgement of $4.2 million in ill-gotten gains and legal fees of $325,033. Additionally, the criminal case ordered him to pay restitution of $23.9 million, which includes the $4.2 million disgorgement. Continue reading ›

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Another Miami hedge fund has been accused of fraud by the Securities and Exchange Commission (SEC). On April 23, 2021 the SEC filed a complaint that charges Andrew Franzone and investment adviser FF Fund Management, LLC “with fraudulently raising and misappropriating tens of millions of dollars from the sale of limited partnership interests in a private fund, FF Fund I LP.”Another Miami hedge fund has been accused of fraud by the Securities and Exchange Commission (SEC). On April 23, 2021 the SEC filed a complaint that charges Andrew Franzone and investment adviser FF Fund Management, LLC “with fraudulently raising and misappropriating tens of millions of dollars from the sale of limited partnership interests in a private fund, FF Fund I LP.” Continue reading ›

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Silver Law Group, a national securities and investment fraud law firm that represents Ponzi scheme victims, is investigating Harbor City Capital Corp. and its founder, Melbourne, Florida resident Jonathan P. Maroney (JP Maroney, Jonathan Paul Maroney), for running an alleged Ponzi scheme. Jonathan P. Maroney Alleged To Have Sold Unregistered Fraudulent Securities An emergency action filed April 20, 2021, by the Securities and Exchange Commission (SEC) in federal court in the Middle District of Florida alleges that Maroney used Harbor City Capital, a purported "online lead generation campaign business," and a number of entities to raise $17.1 million through offerings of unregistered fraudulent securities. Jonathan P. Maroney allegedly used those proceeds to maintain his Ponzi scheme and for his personal use. Maroney, 50, sold unregistered fraudulent securities as either promissory notes, fixed-rate funding agreements, or high yield, secured bonds while promising investors monthly returns ranging from 1 percent to 5 percent—and annual returns from 10 percent to 60 percent. Through marketing videos and social media, Jonathan P. Maroney ensnared over 100 victims across the United States, according to the SEC.Silver Law Group, a national securities and investment fraud law firm that represents Ponzi scheme victims, is investigating Harbor City Capital Corp. and its founder, Melbourne, Florida resident Jonathan P. Maroney (JP Maroney, Jonathan Paul Maroney), for running an alleged Ponzi scheme. Continue reading ›

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