Securities Arbitration Lawyers Blog
FINRA Suspends Registered Individuals For Violations Of FINRA Rules Failure To Provide Information April 2026
According to FINRA Disciplinary actions for May 2026, the following individuals were suspended from FINRA and currently cannot work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules. However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers:
| NAME | FORMER EMPLOYERS |
| Eugene W. Antosh | Amerirprise Financial Services, LLC
Edward Jones Metlife Investors Distributions |
| Carolyn Marie Dammeyer | W&S Brokerage Services, Inc. |
| Matthew Adam North | Jackson National Life Distribution
Geneos Wealth Management, Inc. Scottrade, Inc. Sammons Securities Company, LLC Sigma Financial Corporation |
| Danielle Rose Sonnenberg | Innovation Partners LLC
Sloan Securities Corp. |
Howard Kavinsky (CRD# 
Tampa-based RAD Diversified REIT (real estate investment trust) has filed for federal Chapter 11 bankruptcy protection, with the intent to liquidate and wind-down the company’s operations. Founders and online influencers Brandon “Dutch” Mendenhall and Amy Vaughn claim that Florida’s investigation, an SEC action, and a separate lawsuit from a talk show host damaged RAD’s reputation and its ability to raise capital. The founders also claim that a subpoena from the Florida’s Attorney General’s Office as another reason the company is inhibited from raising capital. 
The United States Attorney’s office for the Middle District of Florida has announced