Joshua Stivers (Joshua Daniel Stivers CRD:#5708565) is a currently registered broker and investment advisor currently employed with Kalos Capital, Inc. (CRD#: 44337) of Austin, TX. His previous employers include G.F. Investment Services, LLC (CRD#:132939) and Global Financial Private Capital, LLC (CRD#:132070), both of Austin, TX, and USA Wealth Management LLC (CRD#:122082) of Marble Falls, TX. He has been in the industry since 2009.
In a customer dispute filed on 9/16/2019, a client alleges that Joshua Stivers made unsuitable investments from May 2017 through August 2018, and requests damages of $100,000. Stivers denies the allegations. This claim is currently listed as “pending.”
Stivers also has a tax lien of $139,842.67 filed on 12/12/2016. No additional information is available.
Kalos Capital and Kalos Financial are related companies that offer stock brokerage and investment advisory services. Kalos Financial offers a variety or alternative assets, including Non-Traded REITs; Private Placement (Reg D) Offerings; Managed Futures; Business Development Companies (BDCs) and Hedge Funds amongst other investments.
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