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Joshua Stivers Faces Allegations Of Unsuitability

Joshua Stivers (Joshua Daniel Stivers CRD:#5708565) is a currently registered broker and investment advisor currently employed with Kalos Capital, Inc. (CRD#: 44337) of Austin, TX. His previous employers include G.F. Investment Services, LLC (CRD#:132939) and Global Financial Private Capital, LLC (CRD#:132070), both of Austin, TX, and USA Wealth Management LLC (CRD#:122082) of Marble Falls, TX. He has been in the industry since 2009.Joshua Stivers (Joshua Daniel Stivers CRD:#5708565) is a currently registered broker and investment advisor currently employed with Kalos Capital, Inc. (CRD#: 44337) of Austin, TX. His previous employers include G.F. Investment Services, LLC (CRD#:132939) and Global Financial Private Capital, LLC (CRD#:132070), both of Austin, TX, and USA Wealth Management LLC (CRD#:122082) of Marble Falls, TX. He has been in the industry since 2009.

In a customer dispute filed on 9/16/2019, a client alleges that Joshua Stivers made unsuitable investments from May 2017 through August 2018, and requests damages of $100,000. Stivers denies the allegations. This claim is currently listed as “pending.”

Stivers also has a tax lien of $139,842.67 filed on 12/12/2016. No additional information is available.

Kalos Capital and Kalos Financial are related companies that offer stock brokerage and investment advisory services. Kalos Financial offers a variety or alternative assets, including Non-Traded REITs; Private Placement (Reg D) Offerings; Managed Futures; Business Development Companies (BDCs) and Hedge Funds amongst other investments.

Have You Invested With Joshua Stivers?

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases are handled on a contingent fee basis, meaning that you won’t owe us until we recover your money for you. Contact us today and let us know how we can help.

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