January 2018 FINRA Disciplinary Actions Name Registered Individuals Suspended for Failing to Comply with FINRA Rules

According to FINRA Disciplinary actions for January 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules:

NAME	FORMER EMPLOYERS
Timothy Clark Bryant	Ameriprise Financial Services, Inc.
	Wells Fargo Advisors, LLC
Philip Orezio Fatta	Spartan Capital Securities, LLC
	Blackbook Capital, LLC
Lee Allen Jenkins Jr.	Triad Advisors, Inc.
	Wachovia Securities Financial Network, LLC
Rick Douglas Konecny	National Securities Corporation
	J.P. Morgan Securities LLC
Michael James McGraw	Morgan Stanley
	Wells Fargo Advisors, LLC
Robert A. Perconte	Summit Brokerage Services, Inc.
	Ameriprise Financial Services, Inc.
Philip Anthony Pizelo	Pacific West Securities, Inc.
	Great Northern Financial Securities, Inc.
Michael Luciano Spinali	Morgan Stanley
	Edward Jones
Kevin Wayne Taylor	Ameriprise Financial Services, Inc.
	Oppenheimer & Co. Inc.
Gary Mark Zwetchkenbaum	Gilford Securities Incorporated

Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court.  Our lawyers are admitted to practice in New York and Florida and represent investors nationwide in securities arbitration to help recover investment losses due to stockbroker misconduct.  If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.