A National Securities Arbitration & Investment Fraud Law Firm

H.J. Sims Broker Laurence Green Accused Of Churning, Unsuitability

https://www.silverlaw.com/blog/wp-content/uploads/2017/07/Financial-Advisors-Inc.-Accused-of-Converting-Funds-300x202.jpgLaurence Green (CRD #604082) is a formerly registered broker. His last registration was with Herbert J. Sims & Co. Inc. (CRD #3420) of Ellijay, GA, and was with them from 2002 until January of 2018. His previous employers include Ryan, Beck & Co., LLC. (CRD #3248) of Florham Park, NJ, Gruntal & Co., L.L.C. (CRD #372) of New York, NY, and A. F. Best Securities, Inc. (CRD #14335) of Coral Springs, FL.  No current employment information is available. He began in the industry in 1980.

Green is the subject of two current disclosures, both customer disputes that are similar and listed as “pending.” The first was filed on 05/09/2018 by a customer who accuses Green of unsuitability, investing in risky oil and gas securities and churning, causing economic losses. No damages are specified.

The second customer complaint alleges “unsuitable investments, churning, breach of fiduciary and excessive trading” during 2013. In this case, the customer is requesting damages of $375,000.

Silver Law Group is representing investors in securities arbitration claims against H.J. Sims.  Scott Silver is a leading investment fraud lawyer in Boca Raton, Florida and represents former H.J. Sims clients for claims relating to unsuitability, failure to supervise and churning. Our Boca Raton investment fraud attorneys can meet with you at our offices or at your home.

Did You Invest With Laurence Green?

Silver Law Group represents investors in securities and investment fraud cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

Contact Information